When you refer a client to us, with the appropriate licensing and client disclosures, we can pay an ongoing percentage of the quarterly management fee to you. 

This will potentially provide a significant stream of income to you or your firm without the time expenditure and distraction from your primary business and expense of your own investment practice.

Our Legal Counsel will take care of registrations and licensing.

We provide investment client servicing, administration, compliance, facilities and portfolio management aspects of the practice.     

It seems that you and your firm have several choices regarding client investment advice:

  • Maintain independence between your CPA practice and investments. A good choice but your clients will likely still ask for your advice. Much worse is that your client goes ahead and invests their funds without asking your advice.
  • Become a Registered Investment Advisor as a side business. To do so, you must take examinations, become well versed in SEC/FINRA compliance regulations and perform extensive due diligence on the investments.  Our thought is that you are busy enough as an accounting professional.
  • Partner with a Registered Investment Advisor.  As an RIA, we will treat your clients with respect, provide them with a fiduciary standard level of advice, and coordinate closely with you as their CPA.


Are you a current or former licensed Financial Consultant or Investment Advisor Representative?

As an independent licensed Solicitor, we can share an ongoing percentage with you from your client referrals (fully disclosed basis).

We have talked with advisors at other firms who are looking to move on to a new career but have a clientele they care about.

Please talk with us to see if there might be a good fit. 


If you are an experienced advisor who is considering selling your practice, retiring or evaluating succession alternatives, let’s have a conversation.

We can provide  for a partial book sale, purchase your practice in its entirely or provide a glide path so you can stay in the business you enjoy but have time for travel, family and life.

Some folks don't see caring and friendly as an attractive attribute in a firm or advisor today. We certainly do value caring and friendly as well as being smart and a good practitioner. We hope you value it too.


If you are an experienced advisor with a clientele and a good compliance record, we can provide an attractive payout and investment platform whether you have a large or modest practice.  

We care about our client’s future and want to associate with smart, ethical advisors who care about their clients as well.


Please contact us to discuss how we can be a good home for you and your clients.

Call Bill Stanert at 215-862-2282 or send an email / resume  to